A two-day course on implementing the system, built around getting to a certification audit.
Compliance officers, lawyers, internal auditors and managers who own this area. No prior preparation is required.
After attendance and the knowledge check, the certificate is generated in your cabinet automatically, with a unique code and a QR code.
Audit and control
A declaration procedure that does not stay a formality.
Types of conflict, with examples The declaration form and its cadence How the decision gets made The whistleblowing channel
Audit and control
From the audit plan to the report the board reads, worked on real working papers.
The audit charter and independence A risk-based annual plan Structuring working papers Writing findings and following them up The report for the board
Financial compliance
The minimum anti-money-laundering framework every reporting entity is expected to have in place.
The logic of the risk-based approach Client identification and beneficial ownership Enhanced due diligence: when and how Spotting and reporting a suspicious transaction Documenting the internal control